The Division of Enforcement was
created in August 1972 to
consolidate enforcement activities
that previously had been handled
by the various operating divisions
at the Commission's headquarters
in Washington. The Commission's
enforcement staff conducts
investigations into possible
violations of the federal
securities laws, and prosecutes
the Commission's civil suits in
the federal courts as well as its
administrative proceedings.
Latest Enforcement News
SEC Charges Former
Arista Networks Chairman
Andy Bechtolsheim with
Insider Trading
Genesis Agrees to Pay
$21 Million Penalty to
Settle SEC Charges
SEC Charges Two
Investment Advisers with
Making False and
Misleading Statements
About Their Use of
Artificial
Intelligence
Gurbir S. Grewal
Director, Division of
Enforcement
